-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKnUQzH5topiAQdleBlatl43fdEIKpMc6+OuVIXkTy/LCn47OBy1XcvZurAlLa0Q bPASHfrPWe/xGdg5TAFEIQ== 0000912057-01-005124.txt : 20010214 0000912057-01-005124.hdr.sgml : 20010214 ACCESSION NUMBER: 0000912057-01-005124 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASPEON INC CENTRAL INDEX KEY: 0001021917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 521945748 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48629 FILM NUMBER: 1538401 BUSINESS ADDRESS: STREET 1: 17891 CARTWRIGHT AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 7142235130 MAIL ADDRESS: STREET 1: 1881 LANGLEY AVE STREET 2: 2882 C WALNUT AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: JAVELIN SYSTEMS INC DATE OF NAME CHANGE: 19960829 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STACK RICHARD P CENTRAL INDEX KEY: 0001026355 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2882C WALNUT AVENUE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7147341390 SC 13G/A 1 a2038149zsc13ga.txt SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* ASPEON, INC. ------------ (Name of Issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE -------------------------------------- (Title of Class of Securities) 471896 10 0 ----------- (CUSIP Number) 12/31/00 -------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ---------------------- ----------------- CUSIP NO. 471896-10-0 13G Page 2 of 5 Pages - ---------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard P. Stack - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 769,700 (1) BENEFICIALLY -------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING -------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 769,700 (1) -------------------------------------------------- 8 SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 769,700 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.16% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------
(1) INCLUDES 90,000 SHARES ISSUABLE UPON EXERCISE OF OPTIONS TO PURCHASE COMMON STOCK WITHIN 60 DAYS OF DECEMBER 31, 2000 and 9,700 shares owned by Mr. Stack's children. Page 2 of 5 pages ITEM 1. (a) Name of Issuer: ASPEON, INC., A DELAWARE CORPORATION (b) Address of Issuer's Principal Executive Offices: 17891 CARTWRIGHT RD., IRVINE, CA 92614 ITEM 2. (a) Name of Person Filing: RICHARD P. STACK (b) Address of Principal Business Office or, if none, Residence: 17891 CARTWRIGHT RD., IRVINE, CA 92614 (c) Citizenship: UNITED STATES (d) Title of Class of Securities: COMMON STOCK, PAR VALUE $.01 (e) CUSIP Number: 471896-10-0 ITEM 3. NOT APPLICABLE. ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 769,700 SHARES, INCLUDING 90,000 SHARES ISSUABLE UPON EXERCISE OF OPTIONS TO PURCHASE COMMON STOCK WITHIN 60 DAYS OF 12/31/00 and 9,700 shares owned by Mr. Stack's children. (b) Percent of Class: 8.16% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 769,700 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 769,700 (iv) shared power to dispose or to direct the disposition of: 0 Page 3 of 5 pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable Page 4 of 5 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2001 --------------------------------- Date /s/ Richard P. Stack --------------------------------- Signature Richard P. Stack --------------------------------- Printed Name Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----